Tarryn Rozen serves as Director of Operations and Chief Compliance Officer at Armbruster Capital Management, where she oversees the firm’s compliance program and shapes policies and procedures in accordance with federal securities regulations, including the Investment Advisers Act of 1940. A registered Investment Adviser Representative, she is responsible for the design, administration, testing, and enforcement of the firm’s compliance framework, with particular focus on fiduciary obligations.Â
An active member of the Investment Adviser Association (IAA), Tarryn was selected as a panel speaker to address ethics and fiduciary standards at the 2026 IAA Investment Adviser Compliance Conference, the industry’s leading national gathering of compliance officers, regulators, and securities-law practitioners.
Tarryn brings a multidisciplinary foundation to the compliance function. She holds a Bachelor of Social Sciences with majors in psychology and law, and a post-graduate Honors degree in clinical psychology, from the University of KwaZulu-Natal (South Africa). Following earlier roles in private equity and education, she joined Armbruster Capital Management, where she now leads the firm’s operations and compliance functions.
She is active in her community and has been recognized with the Rochester Business Journal’s Woman of Excellence Award and an Honorary Life Membership Award from the Pittsford District PTA for sustained volunteer service.